Retirement Plans, The Wizard of Oz & You 401k Ethicist*
Fiduciary Handbook for Understanding and Selecting Target Date Funds
The Ethics of 401(k) Administration – 32nd Annual PEBA Forum
The Rube Goldberg Theory of 401k Fee Disclosure [Huffington Post]]
Why is being a Member of ASPPA similar to being a West Point Cadet? [Ethics CE]
401k Participants: Are you the Victim of Fiduciariness? [Huffington Post]
The Moral Hazard of Paltering & Puffery Part II, 401k Ethicist*
The Moral Hazard of Paltering & Puffery Part I**, 401k Ethicist*
The Moral Hazard of Too Big to Jail 401k Ethicist*
2013 FI360 Conference – The Wizard of Oz, Retirement Plans & You
The Moral Hazard of UNinformed Consent** 401k Ethicist*
Choosing a 401k Plan Advisor [A six-part series for Paladin Registry]
2013 Tri-State SHRM – The Wizard of Oz, Retirement Plans & the SHRM Code of Ethics
Rule 408(b)(2): The New Fiduciary Paradox
Caveat Emptor for 401k Plan Sponsors
2011 NJSCPA Fiduciary Responsibilities and Risk
2010 AICPA Employee Benefits Conference – Fiduciary Responsibilities and Risk
Overcoming the challenges of 408(b)(2). [NOTE: this is a PowerPoint document.]
Are emotions sabotaging the retirement income security of 401k participants?
New Year’s Resolutions for 401k Plan Sponsors
* Reprinted from Journal of Compensation and Benefits. Copyright © 2013 Thomson Reuters/West. For more information about this publication please visit www.west.thomson.com.
** Required reading for the Certified Employee Benefits Specialist course taught at the Wharton Business School at the University of Pennsylvania. (See page 5, Topic 3)
